He is a member of the Executive Leadership Team. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Corporate governance is my passion. Dana W. Nolan Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. A bank executive develops a new product, maybe a fee-generation concept. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. The LifeGreen color is a trademark of Regions Bank. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Regions News Online: regions.doingmoretoday.com In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Head of Strategic Planning & Corporate Development. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Gartner Terms of Use Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. William E. Horton There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Senior Executive Vice President Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. 8 a.m. 7 p.m. General Counsel and Corporate Secretary. Senior Executive Vice President In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. He is also a member of the companys Executive Leadership Team. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Most recently, Danella served as Head of Private Wealth Management. Tammy LoCascio . Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Reserve Bank of India - Notifications Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. He was also head of Commercial Middle Market and Treasury Management Sales. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Chief Risk Officer. Executive Vice President About Regions Financial Corporation Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Head of Enterprise Operations. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Logan M. Pichel Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. William D. Ritter Prior to assuming her current role, she was named associate director of investor relations in 2010. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Senior Executive Vice President Advisory Services are offered through Cetera Investment Advisers LLC. Corporate governance is my passion. C. Keith Herron His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer He is a alumnus of the Graduate School of Banking at Louisiana State University. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Cheatham graduated from Auburn University with a bachelors degree in accounting. Danella earned a bachelors degree in Economics and English from Vanderbilt. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. This press release features multimedia. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. His primary focus was financial institutions. Core Product Marketing. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate 2023 Regions Bank. Nix commits much of his time to community engagement and professional organizations. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Hope Dmuchowski Chief Financial Officer. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Management | Regions Financial Corporation Chief Financial Officer. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Chief Digital Officer. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Andrews experience and insights will help us build on these accomplishments. Kate R. Danella Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Regions News on Twitter: @RegionsNews. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Regions Bank Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Bank Compliance Officer Job Description Example Chief Transformation Officer. Please refine your filters to display data. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. December 09, 2020, 1:13 p.m. EST 1 Min Read. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Senior Executive Vice President Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Gartner Terms of Use In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. By Jeremy King | February 9, 2021. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He was named president in December 2017. All rights reserved. Beth Ardoin Chief Communications Officer . Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. He began his career in the Jackson, Mississippi office of Arthur Andersen. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Anthony Restel President, Regional Banking . Deputy Chief Compliance Officer - Retail Broker-Dealer Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Chief Risk Officer. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Head of Corporate Banking Group. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. jsbacContactjsbacContact Danella earned a bachelors degree in Economics and English from Vanderbilt. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Birmingham's largest bank has added a new leader to its ranks. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Chief Administrative and Human Resources Officer. Chief Legal Officer and Corporate Secretary. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. He earned a masters degree in Human Resources from Boston University. The LifeGreen color is a trademark of Regions Bank. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Corporate Banking Division Head. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Treasurer. She is a member of the companys Executive Leadership Team. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Senior Executive Vice President Senior Executive Vice President Congratulations on your new role. Turner holds a bachelors degree in economics from the University of Georgia. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Head of Corporate Responsibility and Community Engagement. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. She is also a member of the Rotary Club of Greater Birmingham. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. John Turner is president and chief executive officer of Regions Financial Corporation. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. and Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Building a detailed plan. Senior Executive Vice President Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Paul, Seattle, and Portland. New compliance officers face an overwhelming amount of tasks during their first few months. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Executive Vice President She joined Regions in 2003 to lead Consumer Credit Risk. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Hope D.Mehlman He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Executive Vice President By clicking the "Submit" button, you are agreeing to the Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Effective July 2, 2018, Turner became the chief executive officer and was appointed . At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs.